Rosillo, Seaside Advisors, LLC, and Lawrence B. Panait, Hempamericana, Inc., Salavador E. GPL Ventures LLC, GPL Management LLC, Alexander J. and Hercules Investments, LLCĬase Number: 22-cv-06799 (United States District Court for the Central District of California)ĭate of Qualifying Judgment/Order: April 27, 2023 Sardari and Narysa Sardari LuddyĬase Number: 23-cv-00338 (United States District Court for the Central District of California)ĭate of Qualifying Judgment/Order: May 19, 2023 Energy & Environmental Investments, LLC Energy & Environment, Inc., Amir A. The Hydrogen Technology Corporation Michael Ross Kane, and Tyler OsternĬase Number: 22-cv-08284 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: April 20, 2023Ĭase Number: 22-cv-02405 (United States District Court for the Eastern District of New York)ĭate of Qualifying Judgment/Order: April 11, 2023 In the Matter of Koninklijke Philips N.V.Īdministrative Proceeding File No.: 3-21411ĭate of Qualifying Judgment/Order: May 11, 2023 ScottĬase Number: 20-cv-08423 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: April 21, 2023
Pangea Offshore High Yield Portfolio, LLC, Adam Manson, Distinctive Investments LLC, and Distinctive Ventures LLCĬase Number: 12-cv-01065 (United States District Court for the Eastern District of New York)ĭate of Qualifying Judgment/Order: May 12, 2023 Brian Raymond Callahan, Horizon Global Advisors Ltd., Horizon Global Advisors, LLC, Diversified Global Investments (BVI) L.P., The Masters Global Fund, L.P., Horizon Millennium Investments, L.P. William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim a/k/a Brandon KimĬase Number: 22-cv-01415 (United States District Court for the Northern District of Texas)ĭate of Qualifying Judgment/Order: April 12, 2023 In the Matter of Frank's International N.V.Īdministrative Proceeding File No.: 3-21397 Martin Adrian Ruiz, Ram Fund, LP, and Bain Wealth Management, LLCĬase Number: 21-cv-06622 (United States District Court for the Southern District of New York)Ĭase Number: 22-cv-23100 (United States District Court for the Southern District of Florida)ĭate of Qualifying Judgment/Order: April 24, 2023 Tarell, Jr., CPAĪdministrative Proceeding File No.: 3-21438 (DBA "Empiresx") Emerson Sousa Pires, Flavio Mendes, Goncalves, and Joshua David NicholasĬase Number: 22-cv-21995 (United States District Court for the Southern District of Florida)ĭate of Qualifying Judgment/Order: May 26, 2023 ElliottĬase Number: 22-cv-04975 (United States District Court for the Northern District of Illinois)ĭate of Qualifying Judgment/Order: May 10, 2023 Amoah, Darcas Oliver Young, and Elbert G. Trends Investments Inc., Brandon Rossetti, Clinton Greyling, Leslie Greyling, Roger Bendelac, and Thomas CapelliniĬase Number: 22-cv-10889 (United States District Court for the District of Massachusetts)ĭate of Qualifying Judgment/Order: April 25, 2023Ĭase Number: 20-cv-00666 (United States District Court for the District of Connecticut)ĭate of Qualifying Judgment/Order: May 23, 2023Ĭase Number: 22-cv-00450 (United States District Court for the Eastern District of Wisconsin)ĭate of Qualifying Judgment/Order: April 26, 2023 SEC Office of the Whistleblower (c/o ENF-CPU) Whistleblower Award Applications submitted by mail or fax should be sent to: Generally, submissions are acknowledged within 60 days. We strongly encourage Form WB-APPs to be submitted by email to Duplicate submissions of a Form WB-APP by multiple methods (e.g., fax, email, and mail) are discouraged as they may cause delays. Once a Notice of Covered Action is posted, individuals have 90 calendar days to apply for an award by submitting a completed Form WB-APP to the Office of the Whistleblower by midnight on the claim due date listed for that action. Subject to the Whistleblower Amended Rules, individuals who voluntarily provided the SEC with original information after Jthat led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award. By posting a Notice for a particular case, we are not making any determinations either that (i) a whistleblower tip, complaint or referral led to the SEC opening an investigation or filing an action with respect to the case or (ii) an award to a whistleblower will be paid in connection with the case. The inclusion of a Notice means only that an order was entered with monetary sanctions exceeding $1 million.
We post Notices of Covered Action for each SEC action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million.
0 kommentar(er)
